Njordhaven SecuritiesNJORDHAVEN

An independent investment bank.

Capital raising and corporate advisory for emerging growth companies.

Investment offerings are speculative, illiquid, and involve a high degree of risk, including the risk of loss of your entire investment. Past performance is not a guarantee of future results.

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About Us

Setting an institutional standard for emerging growth companies.

Njordhaven provides capital markets access and corporate advisory services to public and private companies in the lower middle market. Our team applies the diligence, structuring, and execution discipline that larger firms often reserve for their largest clients.

01

Independence

We advise against a transaction when market conditions do not support it. Our recommendation reflects what the data supports, not what generates a fee.

02

Institutional rigor

Rigorous diligence, disciplined structuring, and thorough preparation on every mandate, regardless of size.

03

Alignment

We work with issuers through the growth stage rather than a single transaction, and our advice reflects that horizon.

The team
Lon Johnson

Lon Johnson

President
Chief Compliance Officer

More than 20 years in senior strategic roles for national business, advocacy, and political organizations. Leads the firm and its supervision and compliance program. BA, Arizona State University. FINRA Series 24, 28, 63, and 82.

James Bernthal

James Bernthal

Head of Investment Banking

Two decades in capital markets and institutional sales, most recently Senior VP of Investments at a boutique investment bank. Strength in origination and deal distribution.

Nick Frueh

Nick Frueh

Managing Director

Led capital raises and execution while at a boutique investment bank. Worked on secondary transactions for unicorn-stage companies at Nasdaq Private Market.

Anthony Caputo

Anthony Caputo

Vice President

Transaction execution and analytical support across the firm's capital-raising mandates. Gained investment banking experience at a boutique shop on capital raises for Nasdaq/NYSE listed issuers.

Patrick Davis

Patrick Davis

General Securities Principal

Associated with capital raising, private equity, and venture capital since 1995. MBA, Vanderbilt University. BA, University of Tennessee–Knoxville. FINRA Series 3, 7, 24, and 63.

Charles Sell

Charles Sell

Representative

More than 30 years in private equity and finance. Helped launch a private equity firm and three consecutive private equity funds. BA, Brown University. MBA, University of Chicago. JD, Vanderbilt University. FINRA Series 7 and 63.

Check the background of our firm and its registered representatives on FINRA BrokerCheck.

Services

A focused set of products and services for issuers in the lower middle market.

01

Capital Raising

Private placements and structured financings for public and private companies. We match each transaction to the institutional investors most likely to participate, and structure to the issuer's cost of capital.

02

Corporate Advisory

General corporate advisory for public and private companies, including capital structure and preparation for the capital markets. Our advice is grounded in disciplined preparation and alignment with the client's objectives.

Transaction types Private Placements PIPE (Private Investment in Public Equity)
Start the conversation

Whether you are evaluating a financing or the timing of one, we will give you a direct assessment of market conditions.

admin@njord-haven.com · (313) 314-6500